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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-25
TX RA APPROVED_RES 2024-11-25
  • TN RA
    APPROVED
    Since 2024-11-25
  • TX RA
    APPROVED_RES
    Since 2024-11-25

Branch Locations

1520 Bonnie Dr, Memphis, TN 38016 • United States

7708 Poplar Ave, Germantown, TN 38138 • United States

11849 Crawford Pines Dr, Arlington, TN 38002 • United States

7945 Winchester Rd Ste 101, Memphis, TN 38125 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Erin Mcdonald Agency Memphis TN 07/2021 06/2022
Hooten-Hughes Allstate Agency Bartlett TN 03/2021 07/2021
Eagle Distributing Co Memphis TN 01/2018 09/2020
Tennessee Army National Guard Nashville TN 01/2015 Present
Joe's Wine & Liquor Memphis TN 04/2017 12/2017
University Of Memphis Memphis TN 08/2014 05/2017
Ameriprise Financial Services, Llc Cordova TN 07/2022 11/2024
Orpheum Theatre Group Memphis TN 04/2017 01/2019
Jpmorgan Chase Bank, N.A. Cordova TN 11/2024 Present
J.P. Morgan Securities Llc Cordova TN 11/2024 Present
Guidingpoint Finl Group/138 Timber Creek Llc Cordova TN 07/2022 11/2024
  • 07/2021 → 06/2022
    Erin Mcdonald Agency
    Memphis, TN
  • 03/2021 → 07/2021
    Hooten-Hughes Allstate Agency
    Bartlett, TN
  • 01/2018 → 09/2020
    Eagle Distributing Co
    Memphis, TN
  • 01/2015 → Present
    Tennessee Army National Guard
    Nashville, TN
  • 04/2017 → 12/2017
    Joe's Wine & Liquor
    Memphis, TN
  • 08/2014 → 05/2017
    University Of Memphis
    Memphis, TN
  • 07/2022 → 11/2024
    Cordova, TN
  • 04/2017 → 01/2019
    Orpheum Theatre Group
    Memphis, TN
  • 11/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Cordova, TN
  • 11/2024 → Present
    Cordova, TN
  • 07/2022 → 11/2024
    Guidingpoint Finl Group/138 Timber Creek Llc
    Cordova, TN
Previous Registrations
Other Businesses

Entity Name: Tennessee Army National Guard Investment related: No "Address: 3041 Sidco Dr Nashville, TN 37204" Nature of the other business: US Military Position/Title/Relationship: Employee/Contractor Start Date: 01/30/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 42R - Prepare for and perform music missions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-22
  • S66 Uniform Combined State Law Examination
    2023-06-22
Other Names
  • Jaron Michael Kloap
  • Jaron M Kloap

View on SEC IAPD

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