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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-25 |
| TX | RA | APPROVED_RES | 2024-11-25 |
Branch Locations
1520 Bonnie Dr, Memphis, TN 38016 • United States
7708 Poplar Ave, Germantown, TN 38138 • United States
11849 Crawford Pines Dr, Arlington, TN 38002 • United States
7945 Winchester Rd Ste 101, Memphis, TN 38125 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Erin Mcdonald Agency | Memphis | TN | 07/2021 | 06/2022 |
| Hooten-Hughes Allstate Agency | Bartlett | TN | 03/2021 | 07/2021 |
| Eagle Distributing Co | Memphis | TN | 01/2018 | 09/2020 |
| Tennessee Army National Guard | Nashville | TN | 01/2015 | Present |
| Joe's Wine & Liquor | Memphis | TN | 04/2017 | 12/2017 |
| University Of Memphis | Memphis | TN | 08/2014 | 05/2017 |
| Ameriprise Financial Services, Llc | Cordova | TN | 07/2022 | 11/2024 |
| Orpheum Theatre Group | Memphis | TN | 04/2017 | 01/2019 |
| Jpmorgan Chase Bank, N.A. | Cordova | TN | 11/2024 | Present |
| J.P. Morgan Securities Llc | Cordova | TN | 11/2024 | Present |
| Guidingpoint Finl Group/138 Timber Creek Llc | Cordova | TN | 07/2022 | 11/2024 |
Entity Name: Tennessee Army National Guard Investment related: No "Address: 3041 Sidco Dr Nashville, TN 37204" Nature of the other business: US Military Position/Title/Relationship: Employee/Contractor Start Date: 01/30/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 42R - Prepare for and perform music missions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-22 |
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