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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-14 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monex Securities, Inc. | Houston | TX | 07/2022 | Present |
| Capgor Sapi De Cv | Mexico City | 08/2021 | 06/2022 | |
| Arkafin S.A.P.I. De C.V.,Sofom, E.N.R. | Mexico City | 10/2016 | 07/2021 | |
| Universidad Anahuac Mexico | Anahuac | 01/2017 | 05/2021 |
DATTA CONSULTORES EN TECNOLOGICA, SA.P.I. DE CV, INVESTMENT-RELATED, LOCATED IN MEXICO CITY, MEXICO, PORTFOLIO MANAGER THROUGH SOFTWARE IN MEXICO, PARTNER, NO ACTIVE DUTIES, COMPENSATED THROUGH OWNERSHIP BASED UPON BUSINESS PROFITS, LESS THAN 5 HOURS A MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-18 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-17 |
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