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Dennis Matthew Carr

Mml Investors Services, LLC

Bedford, NH

CRD 7596229

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-05-15
  • NH RA
    APPROVED
    Since 2024-05-15

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Bedford NH 09/2022 Present
Massmutual Life Insurance Co Bedford NH 07/2022 Present
Rivier University Nashua NH 01/2020 07/2021
Massachusetts General Hospital Boston MA 05/2017 01/2020
Unemployed Merrimack NH 07/2021 07/2022
Unemployed Merrimack NH 06/2016 05/2017
  • 09/2022 → Present
    Bedford, NH
  • 07/2022 → Present
    Massmutual Life Insurance Co
    Bedford, NH
  • 01/2020 → 07/2021
    Rivier University
    Nashua, NH
  • 05/2017 → 01/2020
    Massachusetts General Hospital
    Boston, MA
  • 07/2021 → 07/2022
    Unemployed
    Merrimack, NH
  • 06/2016 → 05/2017
    Unemployed
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-04
  • S66 Uniform Combined State Law Examination
    2024-05-04

View on SEC IAPD

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