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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-05-04
  • PA RA
    APPROVED
    Since 2026-05-04

Branch Locations

108 Foxshire Drive Ste 2, Lancaster, PA 17601 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Lancaster PA 07/2022 04/2026
Massmutual Life Insurance Company/Ufinancial Group Lancaster PA 07/2022 04/2026
Inna's Pierogi Shop Lancaster PA 01/2021 07/2022
Homemaking Lancaster PA 06/2020 12/2020
Rexel Electric Supply Lancaster PA 11/2019 06/2020
Commons Company Lancaster PA 11/2017 11/2019
Legacy Electrical Services Manheim PA 11/2015 11/2017
J.W. Cole Financial, Inc. Tampa FL 05/2026 Present
J.W. Cole Advisors, Inc. Tampa FL 05/2026 Present
  • 07/2022 → 04/2026
    Lancaster, PA
  • 07/2022 → 04/2026
    Massmutual Life Insurance Company/Ufinancial Group
    Lancaster, PA
  • 01/2021 → 07/2022
    Inna's Pierogi Shop
    Lancaster, PA
  • 06/2020 → 12/2020
    Homemaking
    Lancaster, PA
  • 11/2019 → 06/2020
    Rexel Electric Supply
    Lancaster, PA
  • 11/2017 → 11/2019
    Commons Company
    Lancaster, PA
  • 11/2015 → 11/2017
    Legacy Electrical Services
    Manheim, PA
  • 05/2026 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2026 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

(1) Regal Wealth Advisors LLC; DBA; Wealth Management; 108 Foxshire Drive, Ste 2, Lancaster, PA 17601; Not investment related; Licensed Registered Assistant; Start 4/20/26; 140 Hours/month, 140 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-13
  • S66 Uniform Combined State Law Examination
    2025-05-13
Other Names
  • Kai Dougherty

View on SEC IAPD

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