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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-04 |
Branch Locations
108 Foxshire Drive Ste 2, Lancaster, PA 17601 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Lancaster | PA | 07/2022 | 04/2026 |
| Massmutual Life Insurance Company/Ufinancial Group | Lancaster | PA | 07/2022 | 04/2026 |
| Inna's Pierogi Shop | Lancaster | PA | 01/2021 | 07/2022 |
| Homemaking | Lancaster | PA | 06/2020 | 12/2020 |
| Rexel Electric Supply | Lancaster | PA | 11/2019 | 06/2020 |
| Commons Company | Lancaster | PA | 11/2017 | 11/2019 |
| Legacy Electrical Services | Manheim | PA | 11/2015 | 11/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2026 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2026 | Present |
(1) Regal Wealth Advisors LLC; DBA; Wealth Management; 108 Foxshire Drive, Ste 2, Lancaster, PA 17601; Not investment related; Licensed Registered Assistant; Start 4/20/26; 140 Hours/month, 140 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-13 |
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