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Providence, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
| UT | RA | APPROVED | 2025-04-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 06/2006 | 05/2018 |
| Ameriprise Financial Services Inc | Logan | UT | 05/2018 | 01/2024 |
| Connect Financial | Providence | UT | 04/2025 | Present |
| Ameriprise Financial Services Inc. | Logan | UT | 02/2024 | 03/2025 |
| Tree Line Income, Lp | Providence | UT | 08/2025 | Present |
1) INSURANCE AGENT- INVESTMENT RELATED-PROVIDENCE, UTAH, INSURANCE SALES, AGENT, 2021, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS 2) GENERAL PARTNER; TREE LINE INCOME, LP; PROVIDENCE, UTAH; INVESTMENT RELATED; MANAGE CAPITAL FOR THE PRIVATE FUND. SPENDS APPROXIMATELY 5 HOURS PER WEEK DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
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