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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-27 |
| CT | RA | APPROVED | 2022-10-26 |
| NY | RA | APPROVED | 2022-08-10 |
Branch Locations
2109 Broadway, New York, NY 10023 • United States
1133 Westchester Ave, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Bronx | NY | 09/2017 | 07/2022 |
| Community Financial Service Center | Bronx | NY | 06/2016 | 09/2017 |
| Td Bank N.A. | New York | NY | 07/2022 | Present |
| Td Private Client Wealth Llc | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-10 |
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