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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2026-04-30 |
| MA | RA | APPROVED | 2026-04-16 |
| FL | RA | APPROVED | 2026-04-10 |
| CA | RA | APPROVED | 2026-04-09 |
| NJ | RA | APPROVED | 2026-04-08 |
| NY | RA | APPROVED | 2026-03-16 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gato | New York | NY | 08/2016 | 06/2017 |
| Ogunquit Playhouse | Ogunquit | ME | 07/2017 | 09/2017 |
| Lugo Cucina | New York | NY | 09/2017 | 10/2017 |
| The Gateway Playhouse | Bellport | NY | 10/2017 | 01/2018 |
| Flex Mussels | New York | NY | 01/2018 | 10/2019 |
| Aida Cruise Line | Hamburg | 01/2019 | 06/2019 | |
| Goldbelly, Inc. | New York | NY | 10/2019 | 06/2020 |
| Mikie Sherrill For Us Congress | Montclair | NJ | 06/2020 | 12/2020 |
| Marti Gould Cummings For Nyc Council | New York | NY | 01/2021 | 07/2021 |
| Private Nanny | New York | NY | 08/2021 | 04/2022 |
| Three Day Rule | New York | NY | 04/2022 | 06/2022 |
| Jane Street Capital | New York | NY | 07/2022 | 01/2024 |
| Oath.vOte | New York | NY | 01/2024 | 04/2025 |
| Unemployed | Seattle | WA | 04/2025 | 06/2025 |
| Strategies For Wealth | New York | NY | 06/2025 | 09/2025 |
| Guardian Life Insurance Company | New York | NY | 09/2025 | Present |
| Park Avenue Securities | New York | NY | 02/2026 | Present |
| Guardian Life Insurance Company | Seattle | WA | 09/2025 | Present |
| Park Avenue Securities Llc | Seattle | WA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-11 |
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