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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-22
PA RA APPROVED 2026-04-30
MA RA APPROVED 2026-04-16
FL RA APPROVED 2026-04-10
CA RA APPROVED 2026-04-09
NJ RA APPROVED 2026-04-08
NY RA APPROVED 2026-03-16
  • WA RA
    APPROVED
    Since 2026-06-22
  • PA RA
    APPROVED
    Since 2026-04-30
  • MA RA
    APPROVED
    Since 2026-04-16
  • FL RA
    APPROVED
    Since 2026-04-10
  • CA RA
    APPROVED
    Since 2026-04-09
  • NJ RA
    APPROVED
    Since 2026-04-08
  • NY RA
    APPROVED
    Since 2026-03-16

Branch Locations

Seattle, WA • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gato New York NY 08/2016 06/2017
Ogunquit Playhouse Ogunquit ME 07/2017 09/2017
Lugo Cucina New York NY 09/2017 10/2017
The Gateway Playhouse Bellport NY 10/2017 01/2018
Flex Mussels New York NY 01/2018 10/2019
Aida Cruise Line Hamburg 01/2019 06/2019
Goldbelly, Inc. New York NY 10/2019 06/2020
Mikie Sherrill For Us Congress Montclair NJ 06/2020 12/2020
Marti Gould Cummings For Nyc Council New York NY 01/2021 07/2021
Private Nanny New York NY 08/2021 04/2022
Three Day Rule New York NY 04/2022 06/2022
Jane Street Capital New York NY 07/2022 01/2024
Oath.vOte New York NY 01/2024 04/2025
Unemployed Seattle WA 04/2025 06/2025
Strategies For Wealth New York NY 06/2025 09/2025
Guardian Life Insurance Company New York NY 09/2025 Present
Park Avenue Securities New York NY 02/2026 Present
Guardian Life Insurance Company Seattle WA 09/2025 Present
Park Avenue Securities Llc Seattle WA 02/2026 Present
  • 08/2016 → 06/2017
    Gato
    New York, NY
  • 07/2017 → 09/2017
    Ogunquit Playhouse
    Ogunquit, ME
  • 09/2017 → 10/2017
    Lugo Cucina
    New York, NY
  • 10/2017 → 01/2018
    The Gateway Playhouse
    Bellport, NY
  • 01/2018 → 10/2019
    Flex Mussels
    New York, NY
  • 01/2019 → 06/2019
    Aida Cruise Line
    Hamburg
  • 10/2019 → 06/2020
    Goldbelly, Inc.
    New York, NY
  • 06/2020 → 12/2020
    Mikie Sherrill For Us Congress
    Montclair, NJ
  • 01/2021 → 07/2021
    Marti Gould Cummings For Nyc Council
    New York, NY
  • 08/2021 → 04/2022
    Private Nanny
    New York, NY
  • 04/2022 → 06/2022
    Three Day Rule
    New York, NY
  • 07/2022 → 01/2024
    Jane Street Capital
    New York, NY
  • 01/2024 → 04/2025
    Oath.vOte
    New York, NY
  • 04/2025 → 06/2025
    Unemployed
    Seattle, WA
  • 06/2025 → 09/2025
    Strategies For Wealth
    New York, NY
  • 09/2025 → Present
    Guardian Life Insurance Company
    New York, NY
  • 02/2026 → Present
    Park Avenue Securities
    New York, NY
  • 09/2025 → Present
    Guardian Life Insurance Company
    Seattle, WA
  • 02/2026 → Present
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-11
  • S66 Uniform Combined State Law Examination
    2026-03-11
Other Names
  • Megan Lione
  • Megan C Viglione

View on SEC IAPD

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