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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-16 |
| PA | RA | APPROVED | 2024-08-22 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Philadelphia | PA | 03/2022 | 09/2022 |
| Morris Catholic High School | Morristown | NJ | 09/2015 | 06/2018 |
| La Salle University | Philadelphia | PA | 08/2018 | 05/2022 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2023 | 08/2024 |
| City Of London Investment Management | Coatesville | PA | 10/2022 | 12/2022 |
| Ftg Logistics | Philadelphia | PA | 06/2021 | 08/2021 |
| Nike | Blackwood | NJ | 05/2021 | 06/2021 |
| Ups | Parsippany | NJ | 12/2019 | 01/2020 |
| Ups | Parsippany | NJ | 12/2020 | 01/2021 |
| La Salle University Art Museum | Philadelphia | PA | 08/2018 | 12/2018 |
| La Salle University Art Museum | Philadelphia | PA | 08/2019 | 12/2019 |
| Graypark Logistics | Langhorne | PA | 09/2021 | 01/2022 |
| Ripplematch | Philadelphia | PA | 01/2022 | 03/2022 |
| Burnham Pool | Morristown | NJ | 06/2019 | 08/2019 |
| Burnham Pool | Morristown | NJ | 05/2020 | 08/2020 |
| The Seeing Eye | Morristown | NJ | 05/2019 | 06/2019 |
| Self Employed | Morristown | NJ | 07/2020 | 01/2021 |
| Self Employed | Philadelphia | PA | 01/2021 | 08/2022 |
| Lowe's | Morris Plains | NJ | 04/2020 | 06/2020 |
| Panera Bread | Morristown | NJ | 05/2018 | 08/2018 |
| La Salle University Art Museum | Philadelphia | PA | 01/2019 | 05/2019 |
| La Salle University Art Museum | Philadelphia | PA | 01/2020 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 07/2024 | Present |
| Oasis Outsourcing | Philadelphia | PA | 03/2022 | 05/2022 |
| Five Below | Morristown | NJ | 05/2018 | 05/2018 |
| Bank Of America, N.A. | Philadelphia | PA | 09/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Insurance License INVESTMENT RELATED POSITION: N/A START DATE (Month/Year): 04/2022 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain License
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 2022-06-25 |
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