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Maxwell Moore

Birch Wealth Management

East Rochester, NY

Rome, NY

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Current Employers
Birch Wealth Management

205 W. Court St., Rome, NY 13440 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-25
NY RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-08-25
  • NY RA
    APPROVED
    Since 2026-04-29

Branch Locations

349 W Commercial St Suite 3050, East Rochester, NY 14445 • United States

205 W. Court St., Rome, NY 13440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Corp Hadley MA 11/2015 05/2017
Steam Management New York NY 07/2015 09/2016
Manning & Napier Rochester NY 11/2017 12/2019
Manning & Napier Rochester NY 01/2020 03/2022
Citigroup New York NY 08/2022 Present
Unemployed Rochester NY 03/2022 07/2022
University Of Massachusetts Amherst Amherst MA 08/2013 05/2017
Unemployed Syracuse NY 06/2017 10/2017
Birch Wealth Management Rome NY 03/2026 Present
  • 11/2015 → 05/2017
    State Street Corp
    Hadley, MA
  • 07/2015 → 09/2016
    Steam Management
    New York, NY
  • 11/2017 → 12/2019
    Manning & Napier
    Rochester, NY
  • 01/2020 → 03/2022
    Manning & Napier
    Rochester, NY
  • 08/2022 → Present
    Citigroup
    New York, NY
  • 03/2022 → 07/2022
    Unemployed
    Rochester, NY
  • 08/2013 → 05/2017
    University Of Massachusetts Amherst
    Amherst, MA
  • 06/2017 → 10/2017
    Unemployed
    Syracuse, NY
  • 03/2026 → Present
    Birch Wealth Management
    Rome, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2022-10-24
  • S65 Uniform Investment Adviser Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2022-10-24

View on SEC IAPD

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