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Bacilia Gomez

Principal Advised Services

Waukegan, IL

CRD 3153404

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-09
IA RA APPROVED 2025-05-09
  • IL RA
    APPROVED
    Since 2025-05-09
  • IA RA
    APPROVED
    Since 2025-05-09

Branch Locations

Waukegan, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Lisle IL 03/2015 12/2016
Transamerica Investors Securities Corporation Lisle IL 03/2015 12/2016
Capfinancial Securities Llc. Raleigh NC 01/2018 01/2022
Smart/Bg Staffing Oakbrook IL 08/2017 12/2017
Unemployed, Extended Travel Lisle IL 01/2017 07/2017
Captrust Financial Advisors Raleigh NC 01/2018 01/2022
Transamerica Investors Securities Corporation Gurnee IL 10/2022 04/2025
Unemployed, Travel Gurnee IL 02/2022 10/2022
Transamerica Life Insurance Company Gurnee IL 10/2022 04/2025
Principal Life Insurance Company Waukegan IL 04/2025 Present
Principal Securities, Inc. Waukegan IL 04/2025 Present
Principal Advised Services Waukegan IL 04/2025 Present
  • 03/2015 → 12/2016
    Transamerica Retirement Solutions
    Lisle, IL
  • 03/2015 → 12/2016
    Transamerica Investors Securities Corporation
    Lisle, IL
  • 01/2018 → 01/2022
    Capfinancial Securities Llc.
    Raleigh, NC
  • 08/2017 → 12/2017
    Smart/Bg Staffing
    Oakbrook, IL
  • 01/2017 → 07/2017
    Unemployed, Extended Travel
    Lisle, IL
  • 01/2018 → 01/2022
    Captrust Financial Advisors
    Raleigh, NC
  • 10/2022 → 04/2025
    Transamerica Investors Securities Corporation
    Gurnee, IL
  • 02/2022 → 10/2022
    Unemployed, Travel
    Gurnee, IL
  • 10/2022 → 04/2025
    Transamerica Life Insurance Company
    Gurnee, IL
  • 04/2025 → Present
    Principal Life Insurance Company
    Waukegan, IL
  • 04/2025 → Present
    Principal Securities, Inc.
    Waukegan, IL
  • 04/2025 → Present
    Principal Advised Services
    Waukegan, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2003-10-30
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2003-10-30
Other Names
  • Bacilia Gomez-Romero

View on SEC IAPD

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