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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
NC RA APPROVED 2023-02-12
  • TX RA
    APPROVED
    Since 2023-05-12
  • NC RA
    APPROVED
    Since 2023-02-12

Branch Locations

111 W Brd St, Statesville, NC 28677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooklyn South Pizza Cornelius NC 11/2015 08/2018
Lake Norman Charter School Huntersville NC 05/2010 05/2018
Fresh Chef Kitchen Cornelius NC 05/2019 08/2019
University Of South Carolina Columbia SC 08/2018 05/2022
Bonefish Grill Columbia SC 08/2020 01/2021
Bank Of America Merrill Lynch Charlotte NC 07/2022 Present
  • 11/2015 → 08/2018
    Brooklyn South Pizza
    Cornelius, NC
  • 05/2010 → 05/2018
    Lake Norman Charter School
    Huntersville, NC
  • 05/2019 → 08/2019
    Fresh Chef Kitchen
    Cornelius, NC
  • 08/2018 → 05/2022
    University Of South Carolina
    Columbia, SC
  • 08/2020 → 01/2021
    Bonefish Grill
    Columbia, SC
  • 07/2022 → Present
    Bank Of America Merrill Lynch
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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