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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-29
  • TX RA
    APPROVED
    Since 2022-08-29

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Dallas TX 07/2022 Present
Jpmorgan Securities Llc Dallas TX 07/2022 Present
Unemployed Dallas TX 08/2021 06/2022
Trinet Dallas TX 06/2021 07/2021
Unemployed Dallas TX 07/2012 05/2021
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Dallas, TX
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Dallas, TX
  • 08/2021 → 06/2022
    Unemployed
    Dallas, TX
  • 06/2021 → 07/2021
    Trinet
    Dallas, TX
  • 07/2012 → 05/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2022-08-29
Other Names
  • John Briggs

View on SEC IAPD

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