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James J Bannon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Middletown, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-10
NY RA APPROVED 2024-10-29
  • TX RA
    APPROVED
    Since 2025-01-10
  • NY RA
    APPROVED
    Since 2024-10-29

Branch Locations

90 Crystal Run Rd, Middletown, NY 10941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy NY 07/2022 Present
Mavrix Motorsports Middletown NY 01/2014 06/2024
Dick's Sporting Goods Dickson City PA 09/2023 05/2024
Anthony'S Pier 9 Middletown NY 05/2019 08/2019
Bank Of America, N.A. Troy NY 08/2024 Present
  • 07/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Troy, NY
  • 01/2014 → 06/2024
    Mavrix Motorsports
    Middletown, NY
  • 09/2023 → 05/2024
    Dick's Sporting Goods
    Dickson City, PA
  • 05/2019 → 08/2019
    Anthony'S Pier 9
    Middletown, NY
  • 08/2024 → Present
    Bank Of America, N.A.
    Troy, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
  • S66 Uniform Combined State Law Examination
    2024-10-28
Other Names
  • Jimmy Bannon

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · MIDDLETOWN, NY
PFS INVESTMENTS INC. · MIDDLETOWN, NY
PFS INVESTMENTS INC. · MIDDLETOWN, NY
EQUITABLE ADVISORS, LLC · MIDDLETOWN, NY
CETERA INVESTMENT ADVISERS LLC · MIDDLETOWN, NY
OSAIC WEALTH, INC. · MIDDLETOWN, NY
EDWARD JONES · MIDDLETOWN, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLETOWN, NY

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