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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-10-18 |
Branch Locations
1117 N. Charles Seivers Blvd, Clinton, TN 37716 • United States
3634 E. Magnolia Ave, Knoxville, TN 37914 • United States
5208 N. Broadway, Knoxville, TN 37918 • United States
1204 N. Kentucky Street, Kingston, TN 37763 • United States
2229 Jacksboro Pike, Lafollette, TN 37766 • United States
4344 Maynardville Highway, Maynardville, TN 37807 • United States
9565 Middlebrook Pike, Ste 100, Knoxville, TN 37931 • United States
5409 Millertown Pike, Knoxville, TN 37924 • United States
1730 W. Andrew Johnson Hwy, Morristown, TN 37814 • United States
808 Victor Drive, Knoxville, TN 37912 • United States
895 Highway 321 North, Lenoir City, TN 37771 • United States
116 N. Illinois Avenue, Oak Ridge, TN 37830 • United States
215 S. Rutgers Ave, Oak Ridge, TN 37830 • United States
4201 Highway 411, Madisonville, TN 37354 • United States
103 Hamilton Crossing Drive, Alcoa, TN 37701 • United States
11240 Kingston Pike, Knoxville, TN 37924 • United States
699 Parkway #5, Sevierville, TN 37862 • United States
7228 Oak Ridge Highway, Knoxville, TN 37931 • United States
7325 Chapman Highway, Knoxville, TN 37920 • United States
1 Bethel Valley Rd, Oak Ridge, TN 37830 • United States
2077 Town Center Blvd, Knoxville, TN 37922 • United States
2410 Us Highway 411 South, Maryville, TN 37803 • United States
2859 Highway 72, Loudon, TN 37774 • United States
8721 Kingston Pike, Knoxville, TN 37923 • United States
11405 Municipal Center Dr., Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 10/2015 | 10/2017 |
| Lpl Financial Llc | Knoxville | TN | 10/2017 | Present |
| Ornl Federal Credit Union | Knoxville | TN | 10/2017 | Present |
(1). 2/26/2021 - ORNL FCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/26/2015 - 174 Hours Per Month/174 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-17 |
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