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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Wealth Management Ltd. Staten Island NY 08/2022 Present
Tom Crimmins Realty Ltd. Staten Island NY 11/2018 09/2022
St. John's University Queens NY 10/2018 03/2020
Avantax Investment Services Inc. Staten Island NY 11/2022 09/2025
Avantax Advisory Services Staten Island NY 11/2022 09/2025
St. Joseph By The Sea High School Staten Island NY 08/2014 06/2018
St. John's University Queens NY 09/2018 05/2022
Unemployed Staten Island NY 07/2018 08/2018
Ftf Capital Group, Llc Staten Island NY 12/2023 01/2024
Ftf Financial Group Staten Island NY 12/2023 Present
St. Ann's Roman Catholic Church Staten Island NY 06/2024 Present
St. John's University Queens NY 01/2025 Present
Cetera Wealth Services, Llc Staten Island NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2022 → Present
    Comprehensive Wealth Management Ltd.
    Staten Island, NY
  • 11/2018 → 09/2022
    Tom Crimmins Realty Ltd.
    Staten Island, NY
  • 10/2018 → 03/2020
    St. John's University
    Queens, NY
  • 11/2022 → 09/2025
    Avantax Investment Services Inc.
    Staten Island, NY
  • 11/2022 → 09/2025
    Avantax Advisory Services
    Staten Island, NY
  • 08/2014 → 06/2018
    St. Joseph By The Sea High School
    Staten Island, NY
  • 09/2018 → 05/2022
    St. John's University
    Queens, NY
  • 07/2018 → 08/2018
    Unemployed
    Staten Island, NY
  • 12/2023 → 01/2024
    Ftf Capital Group, Llc
    Staten Island, NY
  • 12/2023 → Present
    Ftf Financial Group
    Staten Island, NY
  • 06/2024 → Present
    St. Ann's Roman Catholic Church
    Staten Island, NY
  • 01/2025 → Present
    St. John's University
    Queens, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Staten Island, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-01-21 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Staten Island, NY
    Staten Island, NY
Other Businesses

1) VENTO TAX AND WEALTH MANAGEMENT GROUP; Financial Advisor; Comprehensive Wealth Management offer Financial Planning, Investment Planning and Advice, Estate Planning support, and Tax Smart Investing Strategies. IR; HRS 180 HRS 130; 08/22/2022; 95 New Dorp Lane, Staten Island NY 10306; Assist with investment research, including technical and fundamental analysis. Assist in creating, monitoring, and maintaining investment models. Meet and speak with vendors to learn about new investment offerings. Monitor performance of our investments. 2) FTF FINANCIAL GROUP, LLC; President, Owner; This business is a LLC created for Financial Advisory. It owns or will own the name, domain, trademarks, copyrights, and other proprietary information for my financial advisory services. All securities will be offered through Avantax. NIR; HRS 140; HRS 110; 12/14/2023; 52 Motley Avenue, Staten Island NY 10314; My role is to conduct all operations and business activities, meet with clients, prospect for clients, keep records, do the back office work, keep financial records, generate income, and whatever else the business needs for it to be net positive. 3) VARIABLE ANNUITIY; Adviser; Variable Annuities sold with Avantax IR; HRS 2; HRS 1; 09/02/2024; 52 Motley Avenue, Staten Island NY 10314; Sell variable annuities when in best interest of client. 4) ST. JOHN'S UNIVERSITY; Adjunct Professor of Finance' Adjunct Professor of Finance Teaching Undergraduate Students. NIR; HRS 30; HRS 26; 01/23/2025; 8000 Utopia Parkway, Queens NY 11439, United States; Teach undergraduate finance courses to undergraduate finance students. I will not be teaching financial planning classes 5)NAME OF OTHER BUSINESS: YOUNG CATHOLIC PROFESSIONALS, INVESTMENT RELATED: NO, ADDRESS: 511 E JOHN CARPENTER FRWY, 5TH FLOOR, IRVING, TX 75062, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT AND SECRETARY , APX NUMBER OF HOURS PER WEEK: .5, APX NUMBER OF HOURS DURING TRADING HOURS: .5, BRIEF DESCRIPTION OF DUTIES: LEADERSHIP TEAM MANAGEMENT, ASSIST THE PRESIDENT WITH GENERAL CHAPTER OPERATIONS AND PLANNING, TAKE NOTES DURING BOARD MEETINGS;. 6) St. Ann's Roman Catholic Church; Financial Coordinator for the Food Pantry; St. Ann's Church has a small food pantry to help support those in need in the Church community. I had been recently approached to ensure that the program lives within its means and does not overspend the grant money it receives.; NIR; HRS 2; HRS 1; 06/05/2024; 101 Cromwell Ave Staten Island, NY 10304; Assist the food pantry when applying for grants. Reconcile the budget and ensure that money is used properly. Create policy and control procedures that will create a professional handling of funds being donated to the pantry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21
Other Names
  • Vincent Robert Esposito Browne
  • Vin Browne
  • Vincentro E Browne
  • Vincent Robert Ebrowne
  • Vincent Robert Esposito-Browne
  • Vincent Robert Browne
  • Vincentrobert E Browne

View on SEC IAPD

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