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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-13
CA RA APPROVED 2022-12-11
  • TX RA
    APPROVED
    Since 2022-12-13
  • CA RA
    APPROVED
    Since 2022-12-11

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2022 Present
Mesa Feed Barn Mesa AZ 12/2015 10/2016
Unemployed Mesa AZ 10/2016 01/2019
Gannon Detailing Mesa AZ 01/2019 04/2019
Vivint Smart Home Mesa AZ 04/2019 05/2019
Heritage Trucking Mesa AZ 07/2019 05/2020
Sunvalley Hauling And Junk Removal Mesa AZ 05/2020 04/2022
Arizona State University Tempe AZ 01/2019 05/2022
Bank Of America, N.A. Chandler AZ 10/2024 Present
  • 07/2022 → Present
    Chandler, AZ
  • 12/2015 → 10/2016
    Mesa Feed Barn
    Mesa, AZ
  • 10/2016 → 01/2019
    Unemployed
    Mesa, AZ
  • 01/2019 → 04/2019
    Gannon Detailing
    Mesa, AZ
  • 04/2019 → 05/2019
    Vivint Smart Home
    Mesa, AZ
  • 07/2019 → 05/2020
    Heritage Trucking
    Mesa, AZ
  • 05/2020 → 04/2022
    Sunvalley Hauling And Junk Removal
    Mesa, AZ
  • 01/2019 → 05/2022
    Arizona State University
    Tempe, AZ
  • 10/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18

View on SEC IAPD

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