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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plano | TX | 06/2022 | Present |
| Docks Hospitality Llc | Wauconda | IL | 04/2016 | 11/2016 |
| Glast, Phillips & Murray, Pc | Dallas | TX | 12/2016 | 06/2022 |
| Fitness International Dba L.A. Fitness | Plano | TX | 09/2016 | 06/2022 |
| Dave & Buster`s Inc | Frisco | TX | 10/2016 | 12/2016 |
| 2127 Central Pkwy Ave Se Llc | Melissa | TX | 01/2025 | 05/2026 |
Entity Name: Ebay, facebook, Mercari Investment related: No Address: Plano, Texas 75074 www.eBay.com , www.facebookcom , www.mercari.com Nature of the other business: E-commerce Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Finding items at thrift stores and garage sales to sell online for profit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-28 |
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