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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-21 |
Branch Locations
10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States
Overland Park, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisors, Llc | Overland Park | KS | 07/2022 | Present |
| Copaken Brooks | Kansas City | MO | 06/2019 | 07/2022 |
| Lawrence Country Club | Lawrence | KS | 08/2017 | 05/2019 |
| Philadelphia Insurance Companies | Leawood | KS | 05/2017 | 08/2017 |
| Mi Ranchito | Lawrence | KS | 01/2017 | 04/2017 |
| Student | Overland Park | KS | 02/2013 | 12/2016 |
| Cetera Advisors Llc | St. Cloud | MN | 07/2022 | 03/2023 |
| Cetera Advisors Llc | St. Cloud | MN | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
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