Carl A. Brown

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-05-20
TX	RA	APPROVED_RES	2026-05-20

IL RA
APPROVED

Since 2026-05-20
TX RA
APPROVED_RES

Since 2026-05-20

Branch Locations

Glen Carbon, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab	Saint Louis	MO	02/2023	11/2024
Td Ameritrade	Saint Louis	MO	01/2022	02/2023
Doordash	San Francisco	CA	08/2020	11/2024
Dominos	Litchfield	IL	02/2018	03/2019
Jimmy Johns	Edwardsville	IL	09/2015	01/2018
Unemployed	Litchfield	IL	03/2019	08/2020
Fidelity Investments	Springfield	TX	11/2024	Present

02/2023 → 11/2024

Charles Schwab

Saint Louis, MO
01/2022 → 02/2023

Td Ameritrade

Saint Louis, MO
08/2020 → 11/2024

Doordash

San Francisco, CA
02/2018 → 03/2019

Dominos

Litchfield, IL
09/2015 → 01/2018

Jimmy Johns

Edwardsville, IL
03/2019 → 08/2020

Unemployed

Litchfield, IL
11/2024 → Present

Fidelity Investments

Springfield, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-18
S63	Uniform Securities Agent State Law Examination	2024-05-15

S66 Uniform Combined State Law Examination

2026-05-18
S63 Uniform Securities Agent State Law Examination

2024-05-15

Other Names

Carl Brown
Carl A Brown

View on SEC IAPD