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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-09-06 |
Branch Locations
27333 Meadowbrook Rd. Suite 120, Novi, MI 48377 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | MI | 10/2009 | 09/2019 |
| Bank Of America, N.A. | Farmington Hills | MI | 07/2011 | 09/2019 |
| Raymond James & Associates | Novi | MI | 09/2019 | Present |
I*41233 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHIGAN COUNCIL ON ECONOMIC EDUCATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 41500 GARDENBROOK RD, NOVI, MICHIGAN 48375 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 40664 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: PARTICIPATE IN MEETINGS TO BRING IDEAS ON HOW TO FURTHER EDUCATE TEACHERS ABOUT OUR ECONOMIC SYSTEM, AND PARTICIPATE IN ORGINIZATIONAL FUNDRAISING DINNERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-31 |
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