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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-09-12 |
| TX | RA | APPROVED | 2022-09-12 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank N. A. | Los Angeles | CA | 07/2022 | Present |
| J. P. Morgan Securities Llc | Los Angeles | CA | 07/2022 | Present |
| Claremont Mckenna College Cwpd | Claremont | CA | 03/2020 | 05/2022 |
| Bigsur Wealth Management | Miami | FL | 01/2018 | 06/2018 |
| Claremont Mckenna College | Claremont | CA | 09/2018 | 05/2022 |
| Unemployed | Miami | FL | 07/2018 | 08/2018 |
| Unemployed | Miami | FL | 07/2012 | 12/2017 |
| Jpmorgan Chase Bank N. A. | New York | NY | 06/2021 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
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