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Neil Vincent Farrell

Farrell Financial

Orchard Park, NY

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Current Employers
Farrell Financial

21 Princeton Place Suite 105, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-16
  • NY RA
    APPROVED
    Since 2022-09-16

Branch Locations

21 Princeton Place Suite 105, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Commonwealth University Richmond VA 08/2012 05/2017
United States Air Force Academy Colorado Springs CO 08/2017 10/2018
The University Of Tennessee At Chattanooga Chattanooga TN 10/2018 05/2022
Farrell Financial Orchard Park NY 06/2022 Present
Vcu Men'S Basketball Richmond VA 06/2016 07/2017
  • 08/2012 → 05/2017
    Virginia Commonwealth University
    Richmond, VA
  • 08/2017 → 10/2018
    United States Air Force Academy
    Colorado Springs, CO
  • 10/2018 → 05/2022
    The University Of Tennessee At Chattanooga
    Chattanooga, TN
  • 06/2022 → Present
    Farrell Financial
    Orchard Park, NY
  • 06/2016 → 07/2017
    Vcu Men'S Basketball
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-16
  • S65 Uniform Investment Adviser Law Examination
    2022-09-16

View on SEC IAPD

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