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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-22
  • FL RA
    APPROVED
    Since 2023-09-22

Branch Locations

76 S Laura St, Jacksonville, FL 32202 • United States

1900 S 14Th St, Fernandina Beach, FL 32034 • United States

14023 Revell Dr, Jacksonville, FL 32218 • United States

560 Chaffee Point Blvd, Jacksonville, FL 32221 • United States

7765 Normandy Blvd, Jacksonville, FL 32221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winthrop University Rock Hill SC 08/2012 06/2017
Agapi Behavioral Consultants Greenville SC 06/2017 04/2020
Omg Jax Jacksonville FL 04/2020 11/2020
121 Financial Credit Union Jacksonville FL 11/2020 02/2024
Lpl Financial Jacksonville FL 07/2022 Present
Vystar Cu Jacksonville FL 03/2024 Present
  • 08/2012 → 06/2017
    Winthrop University
    Rock Hill, SC
  • 06/2017 → 04/2020
    Agapi Behavioral Consultants
    Greenville, SC
  • 04/2020 → 11/2020
    Omg Jax
    Jacksonville, FL
  • 11/2020 → 02/2024
    121 Financial Credit Union
    Jacksonville, FL
  • 07/2022 → Present
    Lpl Financial
    Jacksonville, FL
  • 03/2024 → Present
    Vystar Cu
    Jacksonville, FL
Other Businesses

1) 5/12/2023- Financial Retirement and Investment Services Inc- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 06/03/2024 - VyStar Investment Services (VIS) - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
  • S66 Uniform Combined State Law Examination
    2023-09-20
Other Names
  • Shane Tschappat

View on SEC IAPD

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