Connor P Obrien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-18
NY	RA	APPROVED	2024-06-14

TX RA
APPROVED

Since 2024-10-18
NY RA
APPROVED

Since 2024-06-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Buffalo	NY	01/2023	Present
Unemployed	Buffalo	NY	10/2022	01/2023
Emergent Wealth Advisors	Buffalo	NY	06/2022	10/2022
St Bonaventure University	Olean	NY	08/2018	05/2022
F.A.V Landscaping	Buffalo	NY	06/2016	09/2018
Outsourced Cfo	Buffalo	NY	06/2021	08/2021
Bank Of America, N.A.	Buffalo	NY	08/2024	Present

01/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY
10/2022 → 01/2023

Unemployed

Buffalo, NY
06/2022 → 10/2022

Emergent Wealth Advisors

Buffalo, NY
08/2018 → 05/2022

St Bonaventure University

Olean, NY
06/2016 → 09/2018

F.A.V Landscaping

Buffalo, NY
06/2021 → 08/2021

Outsourced Cfo

Buffalo, NY
08/2024 → Present

Bank Of America, N.A.

Buffalo, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-13

S66 Uniform Combined State Law Examination

2024-06-13

Other Names

Connor Paul Obrien

View on SEC IAPD

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