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Victor A Parra

LPl Financial LLC

Mesa, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-27
TX RA APPROVED_RES 2025-02-18
  • AZ RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2025-02-18

Branch Locations

Mesa, AZ • United States

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Gilbert AZ 09/2022 02/2025
Full-Time Education / Unemployed El Paso TX 09/2021 09/2022
Lowes Companies Inc. El Paso TX 11/2013 08/2021
Lpl Financial Llc Tempe AZ 02/2025 Present
  • 09/2022 → 02/2025
    Morgan Stanley Smith Barney Llc
    Gilbert, AZ
  • 09/2021 → 09/2022
    Full-Time Education / Unemployed
    El Paso, TX
  • 11/2013 → 08/2021
    Lowes Companies Inc.
    El Paso, TX
  • 02/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-08
  • S66 Uniform Combined State Law Examination
    2023-02-08

View on SEC IAPD

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