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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
NC RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-02-28
  • NC RA
    APPROVED
    Since 2023-01-30

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2022 Present
9Round - Dilworth Charlotte NC 08/2021 Present
University Of North Carolina At Charlotte Charlotte NC 08/2019 07/2021
Little Caesers Lincolnton NC 02/2017 08/2019
Bojangles Lincolnton NC 04/2016 01/2017
Fun Factory Lincolnton NC 11/2017 08/2018
Lincolnton High School Lincolnton NC 08/2014 06/2018
Circle K Lincolnton NC 05/2019 06/2019
Bank Of America, N.A. Charlotte NC 12/2022 Present
  • 07/2022 → Present
    Charlotte, NC
  • 08/2021 → Present
    9Round - Dilworth
    Charlotte, NC
  • 08/2019 → 07/2021
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 02/2017 → 08/2019
    Little Caesers
    Lincolnton, NC
  • 04/2016 → 01/2017
    Bojangles
    Lincolnton, NC
  • 11/2017 → 08/2018
    Fun Factory
    Lincolnton, NC
  • 08/2014 → 06/2018
    Lincolnton High School
    Lincolnton, NC
  • 05/2019 → 06/2019
    Circle K
    Lincolnton, NC
  • 12/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-24
  • S66 Uniform Combined State Law Examination
    2023-01-24

View on SEC IAPD

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