Christopher Raymond Austin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gastonia, NC
• 12/2021 → 07/2022
  Teca Restauraunt
  West Chester, PA
• 03/2021 → 11/2021
  Mas Mexicali Restaurant
  West Chester, PA
• 03/2020 → 03/2021
  Vector Marketing
  Somerset, NJ
• 08/2018 → 05/2022
  West Chester University
  West Chester, PA
• 06/2016 → 08/2018
  Lambertville Station
  Lambertville, NJ
• 09/2012 → 06/2018
  South Hunterdon
  West Amwell, NJ
• 04/2020 → 12/2021
  Vector Marketing
  Somerset, NJ
• 06/2021 → 07/2021
  Rocksteady Promotions Inc
  Jenkinstown, PA
• 01/2016 → 12/2018
  Chimney Hill Inn Bed & Breakfast
  Lambertville, NJ
• 12/2021 → 02/2022
  Macy's Inc
  Bridgewater, NJ
• 11/2022 → Present
  Bank Of America N.A.
  Gastonia, NC

Other Businesses

I*: 1992273 Entity Type: Entity For Profit Name of OBA: Etsy Address: Charlotte, NC Investment Related: No Position, Title, Association: Owner Employee Start Date: 9/5/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties:Print to order Etsy Shop. Fulfilling orders in a self owned side business.

Exams

• S66 Uniform Combined State Law Examination
  2022-12-09

Other Names

• Chris Austin
• Christopher Austin