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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
NJ RA APPROVED 2023-01-18
NY RA APPROVED 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-23
  • NJ RA
    APPROVED
    Since 2023-01-18
  • NY RA
    APPROVED
    Since 2023-01-13

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marlboro NJ 07/2022 Present
Brio Financial Bridgewater NJ 06/2021 08/2021
Bridgewater Recreation Department Bridgewater NJ 01/2015 04/2018
Bridgewater Raritan High School Bridgewater NJ 05/2014 05/2018
Rutgers University New Brunswick NJ 05/2018 07/2022
Bank Of America, N.A. Marlboro NJ 11/2022 Present
  • 07/2022 → Present
    Marlboro, NJ
  • 06/2021 → 08/2021
    Brio Financial
    Bridgewater, NJ
  • 01/2015 → 04/2018
    Bridgewater Recreation Department
    Bridgewater, NJ
  • 05/2014 → 05/2018
    Bridgewater Raritan High School
    Bridgewater, NJ
  • 05/2018 → 07/2022
    Rutgers University
    New Brunswick, NJ
  • 11/2022 → Present
    Bank Of America, N.A.
    Marlboro, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02

View on SEC IAPD

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