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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
FL RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-04-29
  • FL RA
    APPROVED
    Since 2025-04-08

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Miami Miami FL 08/2020 05/2024
Strategic Response Miami FL 07/2021 06/2022
Torrey Pines High S San Diego CA 08/2017 05/2020
Northwestern Mutual Coral Gables FL 06/2022 06/2023
Fresh Brothers San Diego CA 09/2019 02/2020
Fidelity Investments Ft. Lauderdale FL 05/2024 01/2025
Unemployed San Diego CA 06/2017 08/2017
Self-Employed Pompano Beach FL 06/2023 05/2024
American International School Of Israel Even Yehuda 08/2014 06/2017
Mission Pest Contro San Diego CA 03/2020 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Delray Beach FL 03/2025 Present
Unemployed Pompano Beach FL 01/2025 03/2025
Golden Road Food Services Llc San Diego CA 11/2019 03/2020
Bank Of America, N.A Delray Beach FL 04/2025 Present
  • 08/2020 → 05/2024
    University Of Miami
    Miami, FL
  • 07/2021 → 06/2022
    Strategic Response
    Miami, FL
  • 08/2017 → 05/2020
    Torrey Pines High S
    San Diego, CA
  • 06/2022 → 06/2023
    Northwestern Mutual
    Coral Gables, FL
  • 09/2019 → 02/2020
    Fresh Brothers
    San Diego, CA
  • 05/2024 → 01/2025
    Fidelity Investments
    Ft. Lauderdale, FL
  • 06/2017 → 08/2017
    Unemployed
    San Diego, CA
  • 06/2023 → 05/2024
    Self-Employed
    Pompano Beach, FL
  • 08/2014 → 06/2017
    American International School Of Israel
    Even Yehuda
  • 03/2020 → 07/2021
    Mission Pest Contro
    San Diego, CA
  • 03/2025 → Present
    Delray Beach, FL
  • 01/2025 → 03/2025
    Unemployed
    Pompano Beach, FL
  • 11/2019 → 03/2020
    Golden Road Food Services Llc
    San Diego, CA
  • 04/2025 → Present
    Bank Of America, N.A
    Delray Beach, FL
Previous Registrations
  • 2024-11-15 → 2025-01-14
    Fidelity Personal And Workplace Advisors
    Ft. Lauderdale, FL
    Pompano Beach, FL
Other Businesses

I*2389322, Entity Type: Entity For Profit, Name of OBA: Gitter Enterprises LLC, Address: Pompano Beach, Florida, 33069, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/20/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I produce music and I release it on streaming platforms. I don't have any responsibilities per say. I just make music and I like to share it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
  • S66 Uniform Combined State Law Examination
    2024-10-03
Other Names
  • Aspen Gitter
  • Aspen Razi Gitter
  • Aspen R Gitter

View on SEC IAPD

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