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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| FL | RA | APPROVED | 2025-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Miami | Miami | FL | 08/2020 | 05/2024 |
| Strategic Response | Miami | FL | 07/2021 | 06/2022 |
| Torrey Pines High S | San Diego | CA | 08/2017 | 05/2020 |
| Northwestern Mutual | Coral Gables | FL | 06/2022 | 06/2023 |
| Fresh Brothers | San Diego | CA | 09/2019 | 02/2020 |
| Fidelity Investments | Ft. Lauderdale | FL | 05/2024 | 01/2025 |
| Unemployed | San Diego | CA | 06/2017 | 08/2017 |
| Self-Employed | Pompano Beach | FL | 06/2023 | 05/2024 |
| American International School Of Israel | Even Yehuda | 08/2014 | 06/2017 | |
| Mission Pest Contro | San Diego | CA | 03/2020 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 03/2025 | Present |
| Unemployed | Pompano Beach | FL | 01/2025 | 03/2025 |
| Golden Road Food Services Llc | San Diego | CA | 11/2019 | 03/2020 |
| Bank Of America, N.A | Delray Beach | FL | 04/2025 | Present |
I*2389322, Entity Type: Entity For Profit, Name of OBA: Gitter Enterprises LLC, Address: Pompano Beach, Florida, 33069, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/20/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I produce music and I release it on streaming platforms. I don't have any responsibilities per say. I just make music and I like to share it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-03 |
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