Susan Ruth Arnold

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → 09/2022
  Washington Trust Advisors, Inc.
  Wellesley, MA
• 11/2021 → 09/2022
  Weston Securities Corporation
  Wellesley, MA
• 09/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ
• 09/2022 → Present
  Northward Financial Group
  Needham, MA
• 09/1993 → 11/2021
  Weston Securities Corporation
  Wellesley, MA
• 09/1993 → 11/2021
  Weston Financial Group, Inc
  Wellesley, MA

Previous Registrations

• 2001-01-01 → 2022-10-04
  Washington Trust Advisors
  Wellesley, MA
  Wellesley, MA

Other Businesses

1.Ms. Arnold is an owner of Northward Financial Group through which she operates a financial services practice, but which is owned independently from Private Advisor Group, LLC. This activity is at the address Ms. Arnold is registered at, and is related to her investment services practice. Ms. Arnold devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Ms. Arnold devotes to activity providing investment services through PAG. 2. Ms. Arnold provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Ms. Arnold provides. Clients can engage Ms. Arnold for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 3.Ms. Arnold holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Ms. Arnold provides. Ms. Arnold may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Ms. Arnold to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-07-12

Designations

• Certified Financial Planner