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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-07
  • CT RA
    APPROVED
    Since 2023-02-07

Branch Locations

10 Fan Pier Blvd., Boston, MA 02210 • United States

Canton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 08/2015 Present
Mml Investors Services, Llc Boston MA 07/2022 Present
Other Businesses

NAME: West End House Girls Camp INV REL: N ADD: 39 Pineridge road, Parsonsfield ME 04047 NATURE: Non-profit that runs a summer camp for underprivileged girls New England POSITION: Member of the Board of Directors (Unpaid Volunteer) START DATE: April 2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Attend monthly board meetings, specific responsibilities include: Treasurer and strategic planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-02
  • S66 Uniform Combined State Law Examination
    2023-01-02
Designations
Other Names
  • Guhan M

View on SEC IAPD

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