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Henry Lee Hunter

Raymond James & Associates, Inc.

Charlotte, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-02
SC RA APPROVED 2023-12-20
  • NC RA
    APPROVED
    Since 2024-01-02
  • SC RA
    APPROVED
    Since 2023-12-20

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 03/2016 09/2016
Wells Fargo Clearing Services, Inc Miami FL 12/2016 11/2017
Raymond James & Associates Coral Gables FL 11/2017 12/2020
Citigroup Miami FL 12/2020 06/2021
Ubs Financial Services Biltmore Way FL 06/2021 06/2023
Citigroup Miami FL 06/2023 12/2023
Raymond James & Associates, Inc Charlotte NC 12/2023 Present
  • 03/2016 → 09/2016
    Jpmorgan Securities Llc
    Miami, FL
  • 12/2016 → 11/2017
    Wells Fargo Clearing Services, Inc
    Miami, FL
  • 11/2017 → 12/2020
    Raymond James & Associates
    Coral Gables, FL
  • 12/2020 → 06/2021
    Citigroup
    Miami, FL
  • 06/2021 → 06/2023
    Ubs Financial Services
    Biltmore Way, FL
  • 06/2023 → 12/2023
    Citigroup
    Miami, FL
  • 12/2023 → Present
    Raymond James & Associates, Inc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-08
S63 Uniform Securities Agent State Law Examination 2009-12-19
  • S66 Uniform Combined State Law Examination
    2011-12-08
  • S63 Uniform Securities Agent State Law Examination
    2009-12-19
Other Names
  • Henry L Hunter
  • Henry Hunter
  • Henry Lee Hunter

View on SEC IAPD

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