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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-28 |
| TX | RA | APPROVED | 2022-11-22 |
Branch Locations
Coral Gables, FL • United States
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Miami | FL | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 06/2022 | Present |
| First Horizon Bank | Miami | FL | 07/2020 | 06/2022 |
| Wells Fargo Bank | Coral Gables | FL | 07/2015 | 05/2020 |
| Unemployed | Miami | FL | 06/2020 | 06/2020 |
Entity Name: GT PRO Investment related: No "Address: 834 E 4th ST Long Beach, CA, gtpro.co" Nature of the other business: Entertainment Position/Title/Relationship: Independent Contractor Start Date: 04/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business is a live events production company that sets up audio, lights, and other production elements for live events they are in charge of producing. My role would be that of a in room producer which means I would be making sure audio, lights, and broadcast are all doing what they need to do and leading them. This has no connection or similarity to my role with JPMC and not financial related either Effective 6/28/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-22 |
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