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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-25 |
| TX | RA | APPROVED | 2022-08-25 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 04/2022 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 04/2022 | Present |
| Book Trust | Denver | CO | 07/2018 | 01/2020 |
| Catholic Relief Services | Port Au Prince | 07/2017 | 10/2017 | |
| Unemployed | New Canaan | CT | 08/2016 | 06/2017 |
| Unemployed | Boulder | CO | 11/2017 | 06/2018 |
| Unemployed | New Canaan | CT | 02/2020 | 03/2022 |
Entity Name: New Canaan Community Foundation Investment related: No "Address: New Canaan Community Foundation 111 Cherry Street |New Canaan CT 06840 203-966-0231www.newcanaancf.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board Member and requested to sit on their Finance Committee. There is no connection to JPMC. Entity Name: Young Presidents Organization Investment related: Yes Address: New Canaan, Connecticut 06840 https://www.ypoconnect.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been asked to serve as a Board Member for a new YPO Chapter being created for the Tri-State area called YPO NY Polaris. I have been asked to serve as the volunteer Board Treasurer and Forum Officer. This is a global leadership community committed to life-long learning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
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