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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-31
  • IL RA
    APPROVED
    Since 2025-07-31

Branch Locations

Edwardsville, IL • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Glen Carbon IL 09/2022 10/2022
Td Ameritrade St Louis MO 10/2022 09/2023
Northwestern Mutual Creve Ceour MO 08/2022 09/2022
Unemployed Edwardsville IL 05/2022 08/2022
Apex Network Physical Therapy Maryville IL 08/2021 12/2021
Lift Xl Pontoon Beach IL 06/2021 05/2022
Unemployed Mount Vernon IL 05/2012 06/2021
Charles Schwab & Co., Inc. Edwardsville IL 09/2023 Present
  • 09/2022 → 10/2022
    Unemployed
    Glen Carbon, IL
  • 10/2022 → 09/2023
    Td Ameritrade
    St Louis, MO
  • 08/2022 → 09/2022
    Northwestern Mutual
    Creve Ceour, MO
  • 05/2022 → 08/2022
    Unemployed
    Edwardsville, IL
  • 08/2021 → 12/2021
    Apex Network Physical Therapy
    Maryville, IL
  • 06/2021 → 05/2022
    Lift Xl
    Pontoon Beach, IL
  • 05/2012 → 06/2021
    Unemployed
    Mount Vernon, IL
  • 09/2023 → Present
    Edwardsville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-31
S63 Uniform Securities Agent State Law Examination 2023-02-22
  • S66 Uniform Combined State Law Examination
    2025-07-31
  • S63 Uniform Securities Agent State Law Examination
    2023-02-22

View on SEC IAPD

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