Jason Philip Neslony

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → Present
  Lpl Financial Llc
  Houston, TX
• 02/2019 → Present
  Sws Capital Investment Llc
  Houston, TX
• 08/2018 → 01/2019
  Na
  Houston, TX
• 08/2016 → 07/2018
  Vigere Energy, Lp
  Houston, TX
• 10/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1) 8/2022- Brookwood Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Houston, TX 2) 8/2022- SWS CAPITAL INVESTMENT LLC- Business Entity For Tax/Investment Purposes Only- member- non-inv. related- Houston, TX - start date - 2/2019- 2hrs/mth 3) 08/25/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 8/2022 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/30/2022 - Private Advisor Group - DBA: Brookwood Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 8/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/6/2023 - Neslony Capital LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 01/12/2023 - 2 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-09-22