Jeffrey Kent Tupper

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2009-12-21

NY RA
APPROVED

Since 2021-04-19
CT RA
APPROVED

Since 2009-12-21

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	New York	NY	10/2008	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2009	Present

10/2008 → Present

Bank Of America, N.A.

New York, NY
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

PRESIDENT OF TOWN AND COUNTRY TENANT CORP, A RESIDENTIAL CO-OP CORPORATION IN HUNTINGTON, NY CORPORATE ADVISORY BOARD MEMBER OF COLD SPRING HARBOR LABORATORY'S DOLAN DNA LEARNING CENTER, COLD SPRING HARBOR, NY I*88447 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEST NECK VILLAGE CONDOMINIUM ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O. BOX 1965, HUNTINGTON, NEW YORK 11743 NATURE OF BUSINESS: OTHER, CONDOMINIUM ASSOCIATION POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 10/26/2015 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONDOMINIUM ASSOCIATION WITH 25 UNITS IN HUNTINGTON, LI. MY ROLE IS VICE PRESIDENT ON THE BOARD OF MANAGERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-16
S63	Uniform Securities Agent State Law Examination	1999-01-27

S66 Uniform Combined State Law Examination

2009-12-16
S63 Uniform Securities Agent State Law Examination

1999-01-27