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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-09-01
TX RA APPROVED 2023-08-28
  • RI RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-08-28

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 12/2022 Present
Yearup Providence RI 03/2022 12/2022
Vpne Parking Solutions Providence RI 02/2022 08/2022
Rhode Island College Providence RI 08/2019 05/2021
Unemployed Providence RI 06/2021 02/2022
Central High School Providence RI 09/2015 05/2019
Footlocker Providence RI 11/2018 03/2020
  • 12/2022 → Present
    Lincoln, RI
  • 03/2022 → 12/2022
    Yearup
    Providence, RI
  • 02/2022 → 08/2022
    Vpne Parking Solutions
    Providence, RI
  • 08/2019 → 05/2021
    Rhode Island College
    Providence, RI
  • 06/2021 → 02/2022
    Unemployed
    Providence, RI
  • 09/2015 → 05/2019
    Central High School
    Providence, RI
  • 11/2018 → 03/2020
    Footlocker
    Providence, RI
Other Businesses

Grub-hub Driver Non-investment related Transportation logistics Delivery driver 1099 Contractor since June 2021 0-100 hours a month 0 hours during securities trading I pick up orders from Grub-hub partners and bring them to Grub-hub customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25

View on SEC IAPD

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