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Gerrad Thomas Wade Maxwell

Rbc Capital Markets, LLC

Leawood, KS

Kansas City, MO

CRD 7592396

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-10
MO RA APPROVED 2022-10-10
  • KS RA
    APPROVED
    Since 2022-10-10
  • MO RA
    APPROVED
    Since 2022-10-10

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 07/2022 Present
Wilshire At Lakewood Care Center Lee's Summit MO 06/2010 02/2022
Unemployed Lee's Summit MO 02/2022 07/2022
  • 07/2022 → Present
    Rbc Capital Markets, Llc
    Leawood, KS
  • 06/2010 → 02/2022
    Wilshire At Lakewood Care Center
    Lee's Summit, MO
  • 02/2022 → 07/2022
    Unemployed
    Lee's Summit, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
  • S66 Uniform Combined State Law Examination
    2022-10-10

View on SEC IAPD

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