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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-27
LA RA APPROVED 2024-09-04
TX RA APPROVED 2024-09-03
NY RA APPROVED 2022-12-01
  • CT RA
    APPROVED
    Since 2025-08-27
  • LA RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED
    Since 2024-09-03
  • NY RA
    APPROVED
    Since 2022-12-01

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Global Advisory Llc Stamford CT 07/2022 Present
Steward Partners Investment Solutions, Llc Stamford CT 08/2022 Present
Colgate University Hamilton Ny NY 08/2018 05/2022
Reliant Medical Group Worcester MA 06/2021 08/2021
Ups Cambridge MA 06/2020 08/2020
Sudbury Public Schools And Lincoln Sudbury Regional High School Sudbury MA 09/2011 06/2018
Steward Partners Investment Advisory, Llc Stamford CT 11/2022 Present
  • 07/2022 → Present
    Steward Partners Global Advisory Llc
    Stamford, CT
  • 08/2022 → Present
    Steward Partners Investment Solutions, Llc
    Stamford, CT
  • 08/2018 → 05/2022
    Colgate University
    Hamilton Ny, NY
  • 06/2021 → 08/2021
    Reliant Medical Group
    Worcester, MA
  • 06/2020 → 08/2020
    Ups
    Cambridge, MA
  • 09/2011 → 06/2018
    Sudbury Public Schools And Lincoln Sudbury Regional High School
    Sudbury, MA
  • 11/2022 → Present
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18
Designations

View on SEC IAPD

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