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Current Employers
Walser Wealth Management Company, A Limited Liability Company

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-18
  • FL RA
    APPROVED
    Since 2024-12-18

Branch Locations

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal United Mortgage, Llc Mason OH 09/2019 06/2022
Keurig/ Dr. Pepper Cincinnati OH 12/2018 09/2019
Student Cincinnati OH 09/2010 12/2018
Waterstone Investment Counsel, Llc Cincinnati OH 07/2022 08/2023
Walser Wealth Management Tampa FL 11/2023 Present
  • 09/2019 → 06/2022
    Royal United Mortgage, Llc
    Mason, OH
  • 12/2018 → 09/2019
    Keurig/ Dr. Pepper
    Cincinnati, OH
  • 09/2010 → 12/2018
    Student
    Cincinnati, OH
  • 07/2022 → 08/2023
    Waterstone Investment Counsel, Llc
    Cincinnati, OH
  • 11/2023 → Present
    Walser Wealth Management
    Tampa, FL
Previous Registrations
  • 2022-09-12 → 2023-08-30
    Waterstone Investment Counsel, Llc
    Cincinnati, OH
Other Businesses

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; TAMPA, FL; INSURANCE SALES (LIFE & ANNUITIES); INSURANCE AGENT; 11/2023; 40 HRS/WK DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-09
  • S65 Uniform Investment Adviser Law Examination
    2022-09-09
Other Names
  • Gabe Jung

View on SEC IAPD

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