Richard Gaudreau

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → 05/2022
  Boston Financial Investment Management
  Boston, MA
• 12/2021 → 01/2022
  Unemployed
  Westfield, MA
• 10/2021 → 12/2021
  Boston Financial Investment Management
  Boston, MA
• 08/2017 → 05/2021
  Westfiled State University
  Westfield, MA
• 07/2014 → 09/2020
  Whalley Computer Associates
  Southwick, MA
• 08/2013 → 06/2017
  St. Mary's Highschool
  Westfield, MA
• 06/2022 → 07/2022
  Unemployed
  Westfield, MA
• 07/2022 → Present
  Equitable Advisors
  New York, NY
• 06/2021 → 09/2021
  Unemployed
  Westfield, MA

Exams

• S66 Uniform Combined State Law Examination
  2022-08-27

Other Names

• Ricky Gaudreau
• Rick Gaudreau