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Richard Gaudreau

Equitable Advisors, LLC

Hatfield, MA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-20
  • CT RA
    APPROVED
    Since 2026-04-20

Branch Locations

65 D Elm St Suite 101, Hatfield, MA 01038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Financial Investment Management Boston MA 02/2022 05/2022
Unemployed Westfield MA 12/2021 01/2022
Boston Financial Investment Management Boston MA 10/2021 12/2021
Westfiled State University Westfield MA 08/2017 05/2021
Whalley Computer Associates Southwick MA 07/2014 09/2020
St. Mary's Highschool Westfield MA 08/2013 06/2017
Unemployed Westfield MA 06/2022 07/2022
Equitable Advisors New York NY 07/2022 Present
Unemployed Westfield MA 06/2021 09/2021
  • 02/2022 → 05/2022
    Boston Financial Investment Management
    Boston, MA
  • 12/2021 → 01/2022
    Unemployed
    Westfield, MA
  • 10/2021 → 12/2021
    Boston Financial Investment Management
    Boston, MA
  • 08/2017 → 05/2021
    Westfiled State University
    Westfield, MA
  • 07/2014 → 09/2020
    Whalley Computer Associates
    Southwick, MA
  • 08/2013 → 06/2017
    St. Mary's Highschool
    Westfield, MA
  • 06/2022 → 07/2022
    Unemployed
    Westfield, MA
  • 07/2022 → Present
    Equitable Advisors
    New York, NY
  • 06/2021 → 09/2021
    Unemployed
    Westfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-27
  • S66 Uniform Combined State Law Examination
    2022-08-27
Other Names
  • Ricky Gaudreau
  • Rick Gaudreau

View on SEC IAPD

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ALLEN J DAVIS
LOUIS DAVIS
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Claire Kelly

Other Offices

MML INVESTORS SERVICES, LLC · HADLEY, MA
COMMONWEALTH FINANCIAL NETWORK · Hadley, MA
LPL FINANCIAL LLC · HADLEY, MA
AMERIPRISE FINANCIAL SERVICES, LLC · HADLEY, MA
KESTRA ADVISORY SERVICES, LLC · NORTHAMPTON, MA
COMMONWEALTH FINANCIAL NETWORK · Northampton, MA
ST. GERMAIN INVESTMENT MANAGEMENT · Northampton, MA
EDWARD JONES · NORTHAMPTON, MA

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