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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-25
TX RA APPROVED 2022-08-25
  • NY RA
    APPROVED
    Since 2022-08-25
  • TX RA
    APPROVED
    Since 2022-08-25

Branch Locations

1 S Clinton Ave Floor 05, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Rochester NY 07/2020 Present
Jpmorgan Securities Llc Rochester NY 07/2022 Present
Jpmorgan Chase Bank Na New York NY 06/2019 08/2019
State University Of New York College At Oneonta Oneonta NY 08/2016 05/2020
Unemployed Wappinger Falls NY 06/2020 06/2020
  • 07/2020 → Present
    Jpmorgan Chase Bank Na
    Rochester, NY
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Rochester, NY
  • 06/2019 → 08/2019
    Jpmorgan Chase Bank Na
    New York, NY
  • 08/2016 → 05/2020
    State University Of New York College At Oneonta
    Oneonta, NY
  • 06/2020 → 06/2020
    Unemployed
    Wappinger Falls, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
  • S66 Uniform Combined State Law Examination
    2022-08-25
Other Names
  • Daniel Eric Ioos

View on SEC IAPD

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