Winnie Luu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 03/2024
  J.P. Morgan Securities Llc
  Solana Beach, CA
• 06/2021 → 06/2022
  J.P. Morgan Chase Bank, N.A.
  Solana Beach, CA
• 10/2018 → 09/2020
  Ucsd- Hdh
  La Jolla, CA
• 06/2012 → 05/2017
  Unemployed
  San Leandro, CA
• 10/2020 → 05/2021
  Unemployed
  San Leandro, CA
• 06/2017 → 07/2019
  Alameda County Fair
  Pleasanton, CA
• 03/2024 → 07/2025
  J.P. Morgan Chase Bank, N.A.
  Irvine, CA
• 03/2024 → 07/2025
  J.P. Morgan Securities Llc
  Irvine, CA
• 07/2025 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA

Previous Registrations

• 2024-05-03 → 2025-07-04
  J.P. Morgan Securities Llc
  Solana Beach, CA
  Irvine, CA
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-05-03
• S63 Uniform Securities Agent State Law Examination
  2022-10-21