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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-14 |
| FL | RA | APPROVED | 2024-02-05 |
Branch Locations
140 N County Rd Palm Beach Hnw Center, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 06/2022 | 08/2023 |
| Thomas Mandat M.D. | Broadview Heights | OH | 05/2017 | 10/2017 |
| Earthbound Trading Co. | Strongsville | OH | 12/2018 | 12/2019 |
| Romeo's Pizza | Broadview Heights. | OH | 04/2020 | 06/2020 |
| American Income Life | Wauwatosa | WI | 06/2020 | 12/2020 |
| The Ohio State University | Columbus | OH | 01/2018 | 05/2022 |
| Gnc | Columbus | OH | 12/2020 | 07/2021 |
| Aladdin's Eatery | Powell | OH | 07/2021 | 06/2022 |
| Padua Franciscan School | Parma | OH | 06/2016 | 05/2017 |
| Unemployed | Columbus | OH | 12/2019 | 04/2020 |
| Lpl Financial Llc | Las Vegas | NV | 09/2023 | 11/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 01/2024 | Present |
| Unemployed | Palm Beach | FL | 11/2023 | 01/2024 |
| Riser Foods Company | Broadview Heights | OH | 10/2017 | 07/2019 |
| Bank Of America, N.A. | Palm Beach | FL | 01/2024 | Present |
I*4412266 Entity Type: N/A Name of OBA: ROMANY FAMILY KEYSTONE TR Address: BRECKSVILLE, Ohio, 44141 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 04/14/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Parents, Aunt
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
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