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Nicole Karen Kennedy

LPl Financial LLC

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-08
  • AZ RA
    APPROVED
    Since 2024-11-08

Branch Locations

960 W. Elliot Road Ste 114, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S+G Wealth Partners Tempe AZ 05/2022 08/2023
Barro's Pizza Gilbert AZ 06/2018 08/2024
Dairy Queen Phoenix AZ 06/2017 06/2018
Makutu's Island Chandler AZ 06/2017 06/2018
Bahama Buck's Phoenix AZ 05/2019 04/2020
Public School Greensburg / Maricopa / Ahwatukee AZ 08/2007 12/2023
Woodbury Financial, Inc. Tempe AZ 06/2023 01/2024
Osaic Wealth, Inc. Tempe AZ 01/2024 09/2024
Lpl Financial Tempe AZ 09/2024 Present
S+G Wealth Partners Tempe AZ 08/2023 Present
  • 05/2022 → 08/2023
    S+G Wealth Partners
    Tempe, AZ
  • 06/2018 → 08/2024
    Barro's Pizza
    Gilbert, AZ
  • 06/2017 → 06/2018
    Dairy Queen
    Phoenix, AZ
  • 06/2017 → 06/2018
    Makutu's Island
    Chandler, AZ
  • 05/2019 → 04/2020
    Bahama Buck's
    Phoenix, AZ
  • 08/2007 → 12/2023
    Public School
    Greensburg / Maricopa / Ahwatukee, AZ
  • 06/2023 → 01/2024
    Woodbury Financial, Inc.
    Tempe, AZ
  • 01/2024 → 09/2024
    Tempe, AZ
  • 09/2024 → Present
    Lpl Financial
    Tempe, AZ
  • 08/2023 → Present
    S+G Wealth Partners
    Tempe, AZ
Previous Registrations
  • 2024-01-19 → 2024-10-02
    Tempe, AZ
  • 2023-08-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    Tempe, AZ
Other Businesses

1)10/30/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/26/2024 - 5 Hrs/Mth - 0 Hrs During Trading 2)10/30/2024 - S & G Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/20/2022- 160 Hrs/Mth - 8 Hrs During Trading. 3) 08/29/2025 - Clear Horizon Financial - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:08/25/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2023-08-09
Other Names
  • Nicole Kennedy

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