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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S+G Wealth Partners | Tempe | AZ | 05/2022 | 08/2023 |
| Barro's Pizza | Gilbert | AZ | 06/2018 | 08/2024 |
| Dairy Queen | Phoenix | AZ | 06/2017 | 06/2018 |
| Makutu's Island | Chandler | AZ | 06/2017 | 06/2018 |
| Bahama Buck's | Phoenix | AZ | 05/2019 | 04/2020 |
| Public School | Greensburg / Maricopa / Ahwatukee | AZ | 08/2007 | 12/2023 |
| Woodbury Financial, Inc. | Tempe | AZ | 06/2023 | 01/2024 |
| Osaic Wealth, Inc. | Tempe | AZ | 01/2024 | 09/2024 |
| Lpl Financial | Tempe | AZ | 09/2024 | Present |
| S+G Wealth Partners | Tempe | AZ | 08/2023 | Present |
1)10/30/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/26/2024 - 5 Hrs/Mth - 0 Hrs During Trading 2)10/30/2024 - S & G Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/20/2022- 160 Hrs/Mth - 8 Hrs During Trading. 3) 08/29/2025 - Clear Horizon Financial - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:08/25/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-09 |
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