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Emil Ray Smith

Rbc Capital Markets, LLC

Eugene, OR

Eugene, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-04-28
  • OR RA
    APPROVED
    Since 2025-04-28

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Eugene OR 06/2022 Present
Greenscape Eugene OR 06/2021 06/2022
2Towns Beverage Corvallis OR 03/2018 06/2021
King Estate Winery Eugene OR 08/2017 03/2018
Deployed Logix Eugene OR 02/2013 08/2017
  • 06/2022 → Present
    Rbc Capital Markets, Llc
    Eugene, OR
  • 06/2021 → 06/2022
    Greenscape
    Eugene, OR
  • 03/2018 → 06/2021
    2Towns Beverage
    Corvallis, OR
  • 08/2017 → 03/2018
    King Estate Winery
    Eugene, OR
  • 02/2013 → 08/2017
    Deployed Logix
    Eugene, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28

View on SEC IAPD

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Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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