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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-25
  • CA RA
    APPROVED
    Since 2025-03-25

Branch Locations

1250 Lincoln Ave, San Jose, CA 95125 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
In-N-Out Burger Huntington Beach CA 01/2021 01/2022
Montage International Laguna Beach CA 08/2020 07/2021
Valley Heating Cooling San Jose CA 07/2016 03/2020
Full Time Student San Jose CA 07/2012 05/2022
Fidelity Investments Los Gatos CA 06/2022 08/2023
Morgan Stanley Menlo Park CA 09/2023 03/2025
Wells Fargo Clearing Services, Llc San Jose CA 03/2025 Present
  • 01/2021 → 01/2022
    In-N-Out Burger
    Huntington Beach, CA
  • 08/2020 → 07/2021
    Montage International
    Laguna Beach, CA
  • 07/2016 → 03/2020
    Valley Heating Cooling
    San Jose, CA
  • 07/2012 → 05/2022
    Full Time Student
    San Jose, CA
  • 06/2022 → 08/2023
    Fidelity Investments
    Los Gatos, CA
  • 09/2023 → 03/2025
    Menlo Park, CA
  • 03/2025 → Present
    San Jose, CA
Previous Registrations
Other Businesses

KP CREATIVE LLC; INV RELATED;SAN JOSE ,CA; 100% OWNERSHIP; START DATE: 06/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

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