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9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
Branch Locations
9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegiance Bank | Houston | TX | 05/2017 | 08/2017 |
| Barefoot Ski Ranch | Waco | TX | 05/2020 | 08/2020 |
| Fidelity Investments | Westlake | TX | 05/2021 | 11/2021 |
| Stratford High School | Houston | TX | 08/2014 | 07/2018 |
| Baylor University | Waco | TX | 08/2018 | 05/2022 |
| Fidelity Investments | The Woodlands | TX | 06/2022 | 07/2024 |
| Awm Financial Services | The Woodlands | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-10 |
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