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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-09 |
Branch Locations
702 Davison Rd, Lockport, NY 14094-5371 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Lockport | NY | 05/2022 | Present |
| Dennys | Batavia | NY | 05/2021 | 12/2022 |
| Target | Batavia | NY | 11/2020 | 01/2021 |
| Instacart | Batavia | NY | 05/2020 | 08/2020 |
| Bob Evans | Batavia | NY | 06/2019 | 03/2020 |
| Keuka College | Keuka Park | NY | 08/2019 | 12/2022 |
| Oakfield Alabama Central School District | Oakfield | NY | 09/2004 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-06 |
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